SEC Division of Trading and Markets Associate Director Wenchi Hu will leave the Commission in February 2017. Ms. Hu joined the SEC in 2011 as a senior special counsel in the Office of Clearance and Settlement Supervision. The content of this article is intended to provide a general guide to the subject matter. Nazareth, Annette L. | Lawyers | Davis Polk & Wardwell LLP She served as Director of the Division of Market Regulation (now the Division of Trading and Markets) from 1999 to 2005. As Director, she oversaw the regulation of broker-dealers, exchanges, clearing agencies, transfer agents and securities information processors. In 2005, she was appointed an SEC Commissioner. Daniel M. Gallagher - Wikipedia
SEC Division of Trading and Markets Director Defends ...
SEC names JPMorgan man as Director of the Division of ... The Securities and Exchange Commission has announced that Brett Redfearn has been named Director of the agency's Division of Trading and Markets.. The SEC's Division of … Morgan Lewis Litigation Partner Elizabeth Baird Joins SEC ... WASHINGTON, DC, July 25, 2018: The US Securities and Exchange Commission today announced that Elizabeth Baird, a Morgan Lewis litigation partner, has been named a deputy director of the SEC’s Division of Trading and Markets. SEC Names Brett Redfearn as Director of the Division of ... The Securities and Exchange Commission today announced that Brett Redfearn has been named Director of the agency's Division of Trading and Markets.. The SEC's Division of Trading and Markets establishes and maintains standards for fair, orderly, and efficient markets. The division oversees the major securities market participants and infrastructure including, among others, …
Morgan Lewis Litigation Partner Elizabeth Baird Joins SEC ...
SEC Division of Trading and Markets Director Brett Redfearn defended key aspects of proposed Regulation Best Interest.He encouraged market participants to provide data and comments on how the proposed standards may impact industry … Erik Sirri, head of trading and markets, to leave SEC ... Mar 31, 2009 · The Securities and Exchange Commission announced today that Erik R. Sirri, director of the SEC’s Division of Trading and Markets, … Understanding the SEC - Investopedia Nov 29, 2014 · Understanding the SEC. FACEBOOK TWITTER Division of Trading and Markets – assists the SEC is executing its responsibility to maintain fair, orderly and efficient markets. John S. Polise | U.S. Securities and Exchange Commission (SEC)
3 Mar 2020 for online brokers and trading platforms, including Robinhood, but Redfearn, who is the director of the SEC's division of trading and markets,
Michael Gaw - Assistant Director, Division of Trading and ... Assistant Director, Division of Trading and Markets at US Securities and Exchange Commission Shana Gail Schaller Assistant Director, Corporations Division at Arizona Corporation Commission
Nov 29, 2014 · Understanding the SEC. FACEBOOK TWITTER Division of Trading and Markets – assists the SEC is executing its responsibility to maintain fair, orderly and efficient markets.
Daniel M. Gallagher - Wikipedia Daniel M. Gallagher, Jr. (born May 31, 1972) is an American lawyer in private practice who served as a Commissioner of the U.S. Securities and Exchange Commission (SEC) from 2011 to 2015. Gallagher was appointed to the SEC by President Barack Obama. He also previously served as the deputy director and co-acting director of the Division of Trading and Markets. SEC Names Deputy Directors in the Division of Trading and ... Dec 17, 2014 · The Securities and Exchange Commission today announced that Gary Barnett and Gary Goldsholle have been named as deputy directors in the Division of Trading and Markets. “I am pleased to announce these additions to our staff,” said Stephen Luparello, Director of the Division of Trading and Markets.