8 Sep 2011 In the forex market, Retail Foreign Exchange Dealers (RFEDs) and Futures Commission Merchants (FCMs) act as the counter-party to their Forex trading can be legitimate for governments and large institutional in the market through a legitimate dealer, but simply diverted—stolen— for the of Corporations of the State of California sued National Investment Consultants, Inc. , and 31 Jul 2018 JAFX violated the Commodity Exchange Act and agency rules by not registering as a retail foreign exchange dealer. Aziz Abdel-Qader | 31 Jul 2018 The CFTC Complaint alleges that, from at least September 2016 and continuing to the present, JAFX operates as a retail foreign exchange 4 Feb 2019 CFTC goes after retail Forex broker JAFX alleging it operates as an unregistered foreign exchange dealer and solicits US clients. Industry News, 12 Feb 2017 Forex Capital Markets, LLC, a retail foreign exchange dealer, and two of its principals - Dror Niv and William Ahdout - agreed to terminate
CFTC LEGAL ACTIONS TAKEN IN 2018 CFTC collected over 1,311 ...
CFTC sues Forex Broker JAFX for taking US based customers The CFTC Complaint alleges that, from at least September 2016 and continuing to the present, JAFX operates as a retail foreign exchange (forex) dealer, without being registered with the CFTC, as required, and that it fails to provide customers with the required Risk Disclosure Statement. CFTC Sues Unregistered Retail Forex Exchange Dealer ... Washington, DC – The U.S. Commodity Futures Trading Commission today announced it issued an order filing and settling an enforcement action against Treasury Vault, LLC of Lehi, Utah for acting as an unregistered retail foreign exchange dealer.. Starting in September 2017, Treasury Vault began offering through its website certain services in off-exchange foreign currency (forex) trading to U US CFTC sues forex broker JAFX Ltd. @ Forex Factory Dec 23, 2018 · CFTC accuses JAFX Ltd. to be operating as a forex and CFD broker without a license and soliciting or accepting orders from U.S. retail customers without being registered with the CFTC as a retail forex dealer, as required by the US law.
CFTC sues California gold dealer Monex in fraud scheme
Commodity Futures Trading Commission (CFTC) Apr 09, 2019 · Commodity Futures Trading Commission - CFTC: An independent U.S. federal agency established by the Commodity Futures Trading Commission Act of 1974. The Commodity Futures Trading Commission Who gets FXCM clients? CFTC forces FXCM US Forex market exit FXCM was the top market share retails Forex broker in the US. The company was registered with CFTC as a Futures Commission Merchant and Retail Foreign Exchange Dealer. FXCM has been offering retails customers the access to over-the-counter (OTC) Forex markets via a proprietary technology platform.
CFTC Sues Offshore Foreign Exchange Dealer - Finance and ...
The CFTC Complaint alleges that, from at least September 2016 and continuing to the present, JAFX operates as a retail foreign exchange (forex) dealer, without being registered with the CFTC, as required, and that it fails to provide customers with the required Risk Disclosure Statement. CFTC Sues Unregistered Retail Forex Exchange Dealer ... Washington, DC – The U.S. Commodity Futures Trading Commission today announced it issued an order filing and settling an enforcement action against Treasury Vault, LLC of Lehi, Utah for acting as an unregistered retail foreign exchange dealer.. Starting in September 2017, Treasury Vault began offering through its website certain services in off-exchange foreign currency (forex) trading to U US CFTC sues forex broker JAFX Ltd. @ Forex Factory Dec 23, 2018 · CFTC accuses JAFX Ltd. to be operating as a forex and CFD broker without a license and soliciting or accepting orders from U.S. retail customers without being registered with the CFTC as a retail forex dealer, as required by the US law. CFTC sues 11 foreign currency firms in second nationwide ... The US Commodity Futures Trading Commission (CFTC) announced that it simultaneously filed 10 enforcement actions in Federal District Courts in Illinois, New York, Utah, and Wyoming, alleging that 11 entities are illegally soliciting members of the public to engage in foreign currency (forex) transactions and are operating without being registered with the CFTC. These cases follow on the CFTC
foreign currency Archives - The Industry Spread
CFTC sues FXCM over prior capital shortfall, customer guarantees The U.S. Commodity Futures Trading Commission on Thursday said it filed a civil lawsuit against retail broker Forex Capital foreign currency Archives - The Industry Spread Dec 21, 2018 · CFTC Sues Unregistered Retail Forex Exchange Dealer. October 26, 2019. Starting in September 2017, Treasury Vault began offering through its website certain services in off-exchange foreign currency (forex) trading to U.S. retail customers who were not eligible contract participants. CFTC sues firm that sued CFTC to stop CFTC from suing it ...